Wall Street Reform Oversight of Financial Stability and Consumer and Investor Protections: Congressional Testimony by ElisseB. Walter 36 Pages, Published 2013 ISBN-13: 978-1-4578-4430-0, ISBN: 1-4578-4430-3
"Elisse B. Walter. requires investment advisers to deliver the brochure directly to
clients and prospective clients before or at ... changes to the brochure that
includes an offer to provide a copy of the current brochure.93 Because material
changes ..."
"Discusses the SECżs enforcement program, specifically, the Commission's vigorous efforts to address violations of the federal securities laws arising out of the current financial crisis."
Improving financial literacy working together to develop private sector coordination and solutions : hearing 184 Pages, Published by Diane Publishing ISBN-13: 978-1-4223-2189-8, ISBN: 1-4223-2189-4
Law Mart Justice, Access, and For-Profit Law Schools by Riaz Tejani 288 Pages, Published 2017 by Stanford University Press ISBN-13: 978-1-5036-0302-8, ISBN: 1-5036-0302-4